Manager - Compliance &

- Audit - CAD - Developer Finance - Credit - Mumbai - Lodha (I-Think Techno Campus) - JM Job Purpose • Compliance &
- Audit - CAD is responsible for ensuring regulatory compliance, audit readiness, risk mitigation, and adherence to internal control frameworks across Developer Finance operations.

Responsibilities Core Responsibilities: Compliance Management • Ensure compliance with applicable statutory, regulatory, corporate, and internal policy requirements.

- Monitor adherence to company SOPs, approval matrices, and financial governance frameworks.
- Review developer finance transactions, disbursements, and documentation for compliance completeness.
- Identify compliance gaps and drive corrective and preventive actions.
- Maintain compliance trackers, audit observations, and closure reports. Audit &
- Control Assurance • Plan and execute periodic audits of developer finance processes and controls.
- Coordinate with Internal Audit, External Audit, Risk Management,



and Compliance teams.
- Conduct risk-based reviews and process audits to identify control weaknesses.
- Track audit findings and ensure timely implementation of remediation plans.
- Prepare audit reports and present findings to management. Risk Management • Assess operational, financial, and compliance risks within developer finance processes.
- Develop and implement risk mitigation strategies.
- Ensure adequate controls are established for current processes, products, and regulatory requirements.
- Monitor key risk indicators and report exceptions. Documentation &
- Governance • Review and validate legal, financial, and operational documentation related to developer financing.
- Maintain records required for audits, inspections, and regulatory reviews.

Job Qualifications Graduate : Yes Masters/Postgraduate: Yes

📌 Manager - Compliance and Audit in Developer Finance (Thane)
🏢 Tata Capital Finance
📍 Thane