Job Description
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- Testing Frameworkn
- Assist in preparing annual compliance testing plan for senior managementn
- Review and Track monthly & quarterly plans/scope and update senior compliance leadership on progressn
- Provide detailed report to Compliance senior management on a regular basis of the review conducted in a month and critical gaps identified during the review along with statusn

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- Regulatory Compliancen
- Review the testing checklists required for the review for each regulated businessn
- Review loan book, regulatory returns and other information submitted to RBI / NHBn
- Develop solutions to address specific challenges faced by the business units in regulatory compliance matters including impact assessmentsn

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- Business, Policies & Processesn
- Develop a comprehensive understanding of Company's business, systems, Policies and processes.n
- Acquire in-depth process understanding for planned audits, including processes, systems involved, data flow, and datasets.n
- Formulate queries,



lead process walkthroughs with key business stakeholders and document the outcome with thorough identification of risks and controls.n
- Drives and understand root cause of the observations and ensuren
- implantation of corrective actions.n
- Co-ordinate/Collaborate with various verticals such as Compliance, Credit, CX, Ops, Product and tech teams for ensuring overall compliance frameworkn

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- Systems/Journeysn
- Assess the loan journeys, internal tech journeys and developments to ensure adherence to regulatory guidelines and internal policies/processesn

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- Identification, Reporting and Mitigation of Compliance Risksn
- Carry out Annual Compliance Risk assessment and mitigation actionsn
- Assist the Compliance leadership in providing updates to senior management on the critical compliance issues for immediate attention and escalationsn

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- Regulatory Inspections/Auditsn
- Provide constant support during regulat

📌 Manager - Compliance Testing (Raigarh)
🏢 Godrej Capital
📍 Raigarh