Job Description
The Compliance – Manager/Senior Manager will support the Compliance function in ensuring adherence to applicable RBI regulations, NBFC regulatory requirements, internal policies and governance standards. The role will primarily focus on regulatory research, compliance testing, monitoring of regulatory obligations, preparation of compliance notes and support in RBI inspection / supervisory assessment related activities for education and institutional loan products.
The incumbent will also provide selective support in Anti-Money Laundering (AML), ethics and conduct compliance activities, including policy implementation, awareness, reporting support and coordination with internal stakeholders.

Key roles and responsibilities:

Regulatory Research and Advisory Support
Monitor, track and analyze RBI circulars, Master Directions, notifications, supervisory communications and regulatory developments applicable to NBFCs.
Prepare regulatory research notes, impact assessments, compliance advisories, and implementation trackers for internal circulation.




Assist in interpretation of regulatory requirements and support business / functional teams in implementation.
Maintain a repository of RBI circulars, regulatory obligations, internal interpretations, and implementation status.

Compliance Testing and Monitoring
Execute compliance testing reviews across business and support functions as per the approved compliance testing plan.
Identify regulatory gaps, control weaknesses, and process improvement opportunities through sample testing and documentation review.
Prepare compliance testing reports, document findings, and track closure of action plans with relevant stakeholders.
Support thematic reviews, process walkthroughs and compliance risk assessments

Regulatory Compliance Management and Reporting
Maintain and update compliance obligation registers, compliance calendars, and regulatory return trackers.
Track timely submission of regulatory returns, compliance ce

📌 Compliance & AML Analyst (Mumbai)
🏢 Credila Financial Services
📍 Mumbai