20 Aug
|
Ezy Laws
|
Mumbai
Azure First Light AIF (“AIF”) is registered with SEBI as a category II Alternative Investment Fund. First light Capital Advisors LLP is the Investment Manager of the AIF (“Investment Manager”) having its office at BKC, Mumbai. The AIF has launched First Light Opportunities Fund ( ‘Scheme’) for investments in SME sector and distressed Assets. The target corpus of the Scheme is INR 100 crores with a green shoe option of INR 200 crores aggregating to 300 crores.
Educational & Qualified Qualifications
Essential:
Bachelor of Laws from a recognized university in India or equivalent alongwith Qualified Company Secretary (Associate/Fellow Member of the Institute of Company Secretaries of India – ICSI).
3 to 5 years of post-qualification relevant experience in compliance, and legal documentation work.
Advantageous:
Post-qualification certification or diploma in Securities Laws, Insolvency Laws, or Corporate Governance; LLM in Corporate/Commercial Law and done NISM certification
Prior experience working in a AIF Private Equity Fund , law firm ,
in-house legal/compliance department of a company (preferably mid-to-large size or listed), or with a PCS firm handling multiple client mandates.
Exposure to AIF/PE fund compliance and Investment Committee processes will be given significant weightage
Experience
AIF / SEBI Regulatory Compliance
To act as Compliance officer and ensure compliance by AIFs (Category I, II) with SEBI (Alternative Investment Funds) Regulations, 2012, SEBI circulars, and the specific requirements of the Fund’s PPM, Investment Management Agreement, and Trust Deed / LLP Agreement.
Assist in SEBI registration / renewal processes, periodic reporting (quarterly portfolio disclosures, half-yearly/annual reports to SEBI and investors), valuation compliance, investor grievance handling, and conflict-of-interest management.
Support compliance with SEBI’s requirements on related party transactions, preferential treatment, and disclosure norms applicable to AIFs.
📌 Compliance Officer (Mumbai)
🏢 Ezy Laws
📍 Mumbai