Institutional Investment Operations Specialist (Bengaluru)

Institutional Investment Operations Specialist (Bengaluru)

20 Aug
|
Wells Fargo
|
Bengaluru

20 Aug

Wells Fargo

Bengaluru

About I & P
- Wells Fargo India enables global talent capabilities for Wells Fargo Bank NA., by supporting business lines and staff functions across Technology, Operations, Risk, Audit, Process Excellence, Automation and Product, Analytics and Modeling. We are operating in Hyderabad, Bengaluru and Chennai locations.

Department Overview

Governance and Oversight (G&O;) is responsible to manage risk and control within Corporate Investment Banking (CIB-Wholesale) group by executing Self Inspection program (SIP), Business Continuity Planning (BCP), weekly production of WFS Operations metric program to support business decisions in references to Audits, regulations, Control assurance.

About the Role

You will be required to have Capital Markets experience, will be responsible for executing the Governance and Oversight (G&O;) Self Inspection program (SIP), which involves process risk reviews, Control testing and validation, Risk Governance, Incident Management, Risk Issue management,



Production of WFS Operations metric program and assisting in contributing to Risk Meeting at Head of International Ops level.

Responsibilities
- Is expected to understand various aspects in Risk and Control Framework, like RCSA, Incident Management, Issue Management, Control Testing and Validation.
- Team member heavily involves in interacting with EMEA business partners in delivering the responsibilities like control testing, Incident Reporting, Risk reviews.
- The individual will also work with technical and operational partners throughout WFS.
- Essential Qualifications
- Experience in operational risk management, incident management, Issue Management, Control Testing, RCSA is very much essential.
- Understanding of Control Testing and its attributes and writing the testing script and summarizing, presenting the testing result to senior leadership is essential.
- Experience in Capital Market operations/middle office operations into the trade life cycle of static data, confirmations, settl

📌 Institutional Investment Operations Specialist (Bengaluru)
🏢 Wells Fargo
📍 Bengaluru

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