Trade Surveillance Officer-Fresher| NISM (Mumbai)

Trade Surveillance Officer-Fresher| NISM (Mumbai)

20 Aug
|
Motilal Oswal Financial Services (MOFSL)
|
Mumbai

20 Aug

Motilal Oswal Financial Services (MOFSL)

Mumbai

Role & responsibilities
- Monitor daily alerts generated from surveillance systems such as
- Categorize alerts as false positive or potentially suspicious based on documented review standards.
- Conduct detailed investigations for each alert
- Reviewing client KYC, financial details & risk category
- Checking past transactional history
- Analysing market behavior and counterparties involved
- Maintain explicit audit trails for each alert, including justification for closure or escalation.

Preferred candidate profile

0-1 years of experience in Trade Surveillance

NISM VIII Certificate

Should have stock market knowledge

📌 Trade Surveillance Officer-Fresher| NISM (Mumbai)
🏢 Motilal Oswal Financial Services (MOFSL)
📍 Mumbai

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