MANDATORY REQUIREMENTS
• Experience in leading enterprise-wide compliance functions.
• Prior experience interacting directly with regulators is essential.
• Experience managing compliance across multiple regulated businesses is highly preferred.

ABOUT THE CLIENT
Our client is a well-established, diversified financial services group based in India, with a multi-decade track record in asset and wealth management. The group serves high-net-worth and ultra-high-net-worth individuals, family offices, and institutional investors, and operates across multiple regulated business lines — including portfolio management services, alternative investment funds, real estate private equity, and wealth advisory.

JOB ROLES & RESPONSIBILITIES
Regulatory Compliance -
• Lead the compliance function across all Group entities.
• Ensure compliance with regulations issued by SEBI, RBI, AMFI, Exchanges, FIU-IND and other applicable regulatory authorities.
• Interpret regulatory developments and advise business leadership on their impact.




• Establish processes for timely implementation of new regulatory requirements.

Compliance Governance -
• Develop and continuously strengthen the Group Compliance Framework.
• Formulate compliance policies, SOPs, governance standards and internal controls.
• Build a robust compliance monitoring and testing programme.
• Present compliance updates to senior management, Board Committees and Audit Committees.

Advisory -
• Partner with business teams during recent product launches and strategic initiatives.
• Provide practical compliance solutions while enabling business growth.
• Review complex transactions from a regulatory perspective.
• Support business expansion into new products and regulated activities.

Regulatory Engagement -
• Act as the primary point of contact with regulators.
• Manage regulatory inspections, audits and information requests.
• Ensure timely regulatory filings and reporting obligations.
• Maintain strong relationships with regulatory

📌 Group Compliance Head (Mumbai)
🏢 SKS Enterpprises
📍 Mumbai