Job Title: Assistant Vice President - APAC Regulatory Reporting Support

Department: Global market Operations

About Business Line/Function
Global Market Operations is a global team, incorporated in 4 main platforms (Current-York, London, Hong-Kong and Paris) working very closely with Front Office (FO) (Sales and Trading), Back Office, IT, Finance, Risk, Valuations & Risk Control and Process teams.

Its main missions are to support efficiently the Front Office over the core controls performed post trades:

Trade support, Referential & Corporate Events, P&L;, Reporting, Control, Confirmation, Back Office and Settlement, Prime Brokerage, Execution and Brokerage.

Position Purpose
Perform independent controls in order to strengthen the regulatory reporting control framework
- Perform day-to-day controls on the regulatory reports prior to submission or post submission.
- Perform reconciliation of Regulatory Reports vis a vis source data / other reports and analyze all resulting breaks.
- Communicate breaks to the concerned teams for resolution.




- Follow-up with concerned teams till the resolution of communicated breaks

Main drivers are client service quality, independent control, operational risk safety and cost efficiency.

Responsibilities
Direct Responsibilities
- Various ITO team in Asia will send regulatory reports to ISPL Team. Various controls will have to be performed on these reports (in a given timeline/cut-off time)
- Each report will have a defined set of controls which could include :
- Variation compared to previous report
- Consistency checks across the report (or compared to another report which include same or similar data)
- Reconciliation with another source of Data
- Depending on the breaks, communicate with the ITO team responsible for the data to investigate the breaks.
- Once breaks are resolved or cleared , provide greenlight for submission
- Keep track of all breaks in order to report KPI of daily/weekly activities
- Any delay in the control process

📌 Assistant Vice President (Mumbai)
🏢 BNP Paribas
📍 Mumbai