Hi,

We are hiring for one of India's leading IT & consulting organizations for the below Position for Bangalore Location:

Profile 1: Capital Market - Regulatory Reporting ( Job Code # 119 )

Profile 2: Capital Market - Market Regulatory ( Job Code # 120)

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- When Asked For Capital Market - Regulatory Reporting The job Code, Type: Job Code # 119

- When Asked For Capital Market - Market Regulatory The job Code, Type: Job Code # 120

Go through the JD Below

Profile 1: Capital Market - Regulatory Reporting ( Job Code # 119 )

Summary :

Capital Market - Regulatory Reporting is the systematic collection, analysis, and submission of financial and operational data by market participants to regulatory authorities. It ensures market transparency, prevents systemic risks, and protects investors.

Key skills:

- Minimum 5 year of experience in Capital Market - Regulatory Reporting .
- Experience in MiFID
- Experience of the trade lifecycle across Front Office, Middle Office, and Back Office operations.
- Hands-on experience in Trade Reconciliation, Exception/Break Management, and Root Cause Analysis (RCA).
- Any Graduate

Key Responsibilities:

- Manage end-to-end Trade Lifecycle activities across Front Office, Middle Office, and Back Office functions.
- Perform daily Trade Reconciliations to ensure accuracy and completeness of transactions.
- Identify, investigate, and resolve Trade Breaks, Exceptions, and discrepancies within established timelines.
- Conduct Root Cause Analysis (RCA) for recurring reconciliation issues and implement preventive measures.




- Monitor Trade Settlements and ensure timely resolution of failed or unmatched trades.
- Liaise with traders, operations teams, custodians, brokers, and counterparties to resolve operational issues.
- Perform Cash Reconciliations, Position Reconciliations, and securities reconciliations to maintain data integrity.
- Ensure compliance with Operational Controls, regulatory requirements, and risk management guidelines.
- Prepare and analyze MIS Reports, exception reports, and operational performance metrics.
- Drive Process Improvement initiatives to enhance efficiency, accuracy, and control effectiveness.
- Maintain accurate documentation of procedures, reconciliations, and issue resolutions.
- Participate in audits, control reviews, and business continuity activities as required.
- Escalate critical operational risks and unresolved exceptions to management in a timely manner.
- Support system testing, process migrations, and implementation of operational enhancements.
- Collaborate with global stakeholders to ensure seamless trade processing and operational support.

Profile 2: Capital Market - Market Regulatory

Summary:

Capital market regulation refers to the oversight, licensing, and enforcement of rules to ensure financial systems function fairly, transparently, and efficiently.



These regulatory frameworks are designed to protect investors, maintain market integrity, and prevent systemic fraud.

Key skills:

- Minimum 5 year of experience in Capital Market - Market Regulatory.
- Experience in OTC Derivatives Operations with exposure to FX, Equity Derivatives, Commodity Derivatives.
- Hands-on experience in Trade Booking, Trade Validation, and trade enrichment activities.
- Knowledge of Static Data Management.
- Experience in Trade Reconciliation and Derivative Pricing Concepts
- Any Graduate

Key Responsibilities:

- Execute OTC Derivatives Operations activities across FX, Equity Derivatives, and Commodity Derivatives products.
- Perform accurate Trade Booking, Trade Validation, and Trade Enrichment activities within defined timelines.
- Manage and maintain Static Data to ensure completeness and accuracy of trade processing.
- Conduct Trade Reconciliation and investigate breaks, discrepancies, and unmatched transactions.
- Support Derivative Pricing Validation and ensure adherence to established pricing methodologies.
- Monitor and resolve trade exceptions while performing detailed Root Cause Analysis (RCA).
- Ensure compliance with Market Regulations, internal controls, and operational risk guidelines.
- Coordinate with Front Office, Middle Office, Back Office, and external counterparties to resolve trade-related issues.
- Prepare operational reports, MIS, and reconciliation summaries for management review.
- Identify process improvement opportunities to enhance operational efficiency, accuracy, and control effectiveness.

📌 Capital Market : Regulatory Reporting / Market Regulatory : Max 8 LPA (Chennai)
🏢 Outpace Consulting Services
📍 Chennai