Our client is a leading global investment bank and financial services institution with a presence across major financial markets worldwide. As part of the continued growth of its Trade Surveillance function, the firm is looking to hire a VP – Trade Surveillance for Mumbai location
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The role will be responsible for managing and enhancing trade surveillance processes, strengthening front-office controls, identifying potential market conduct risks, and driving greater efficiency and effectiveness across the surveillance framework.
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Key Responsibilities:
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- Lead Trade Surveillance across Equities, Derivatives, Fixed Income & Commodities
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- Manage and enhance surveillance processes, controls & exception monitoring
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- Analyse trading data to identify anomalies, trends and potential risks
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- Drive resolution of data issues and improve front-office controls
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- Partner with Compliance, Risk,
Technology & Front Office teams
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Requirements:
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- MBA Finance with 8+ years of Trade Surveillance experience with global investment banking firm.
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- Strong knowledge of Equities, Derivatives & Fixed Income
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- Experience with Nasdaq Trade Surveillance, TradingHub or Actimize
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- Strong SQL/Tableau and data analytics skills
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- Exposure to Bloomberg/LSEG Workspace
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- Solid understanding of regulatory and market conduct requirements
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Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.