Job Description

Role Summary:

n

We are seeking a compliance professional to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards.

n

Designation: Manager

n

Reporting Manager: Director

n

Experience: 8-12 years of relevant PQE

n

Qualification: CS mandatory. LLB, LLM and other related courses preferred

n

Function: Compliance & Regulatory

n

Location: Mumbai - Dadar

n

Key Responsibilities:

n

• Manage the firm's compliance framework across all business units and support functions.

n

• Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements.

n

• Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies.

n

• Draft and review compliance policies, SOPs, and internal guidelines.

n

• Conduct risk assessments and compliance audits across departments.

n

• Manage regulatory filings, submissions,



and correspondence with authorities.

n

• Oversee compliance training and awareness programs across the firm.

n

• Work closely with internal legal, risk, and HR teams as well as external counsel and consultants.

n

• Manage internal investigations into compliance breaches or concerns.

n

• Maintain records and reporting mechanisms for compliance monitoring and tracking.

n

• Provide regular updates and reports to senior management and the Board, as applicable.

n

Key Requirements:

n

• 8-12 years of experience in regulatory compliance roles.

n

• CS & LLB mandatory; LLM or additional compliance certifications preferred.

n

• Robust understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance.

n

• Experience advising senior leadership and managing cross-functional compliance matters.

n

• High analytical thinking, attention to detail, and problem-solving skills.

n

• Excellent English proficiency (verbal and written).

n

• Proficiency in Word, Excel, and PowerPoint.

n

• Strong organizational skills and ability to adapt to changing regulatory landscapes.

📌 Compliance Manager (Mumbai)
🏢 BDO India
📍 Mumbai