Job Title: Assistant Vice President - APAC Regulatory Reporting Support

Department: Global market Operations

About Business Line/Function
Global Market Operations is a global team, incorporated in 4 main platforms (Current-York, London, Hong-Kong and Paris) working very closely with Front Office (FO) (Sales and Trading), Back Office, IT, Finance, Risk, Valuations & Risk Control and Process teams.

Its main missions are to support efficiently the Front Office over the core controls performed post trades:

Trade support, Referential & Corporate Events, P&L;, Reporting, Control, Confirmation, Back Office and Settlement, Prime Brokerage, Execution and Brokerage.

Position Purpose
Perform independent controls in order to strengthen the regulatory reporting control framework
Perform day-to-day controls on the regulatory reports prior to submission or post submission.
Perform reconciliation of Regulatory Reports vis a vis source data / other reports and analyze all resulting breaks.
Communicate breaks to the concerned teams for resolution.




Follow-up with concerned teams till the resolution of communicated breaks

Main drivers are client service quality, independent control, operational risk safety and cost efficiency.

Responsibilities
Direct Responsibilities
Various ITO team in Asia will send regulatory reports to ISPL Team. Various controls will have to be performed on these reports (in a given timeline/cut-off time)
Each report will have a defined set of controls which could include :
Variation compared to previous report
Consistency checks across the report (or compared to another report which include same or similar data)
Reconciliation with another source of Data
Depending on the breaks, communicate with the ITO team responsible for the data to investigate the breaks.
Once breaks are resolved or cleared , provide greenlight for submission
Keep track of all breaks in order to report KPI of daily/weekly activities
Any delay in the control process

📌 Assistant Vice President Mumbai
🏢 BNP Paribas
📍 Mumbai