22 Aug
|
BDO India
|
Mumbai
Role Summary: /n We are seeking a compliance professional to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards. /n Designation: Manager /n Reporting Manager: Director /n Experience: 8-12 years of relevant PQE /n Qualification: CS mandatory. LLB, LLM and other related courses preferred /n Function: Compliance & Regulatory /n Location: Mumbai - Dadar /n Key Responsibilities: /n • Manage the firm's compliance framework across all business units and support functions. /n • Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements. /n • Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies. /n • Draft and review compliance policies, SOPs, and internal guidelines. /n • Conduct risk assessments and compliance audits across departments. /n • Manage regulatory filings, submissions, and correspondence with authorities.
/n • Oversee compliance training and awareness programs across the firm. /n • Work closely with internal legal, risk, and HR teams as well as external counsel and consultants. /n • Manage internal investigations into compliance breaches or concerns. /n • Maintain records and reporting mechanisms for compliance monitoring and tracking. /n • Provide regular updates and reports to senior management and the Board, as applicable. /n Key Requirements: /n • 8-12 years of experience in regulatory compliance roles. /n • CS & LLB mandatory; LLM or additional compliance certifications preferred. /n • Robust understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance. /n • Experience advising senior leadership and managing cross-functional compliance matters. /n • High analytical thinking, attention to detail, and problem-solving skills. /n • Excellent English proficiency (verbal and written). /n • Proficiency in Word, Excel, and PowerPoint. /n • Strong organizational skills and ability to adapt to changing regulatory landscapes.
📌 Compliance Manager (Mumbai)
🏢 BDO India
📍 Mumbai