We're Hiring | Compliance Executive

? Location: Mumbai (On-site)

NNM Securities Pvt. Ltd. is looking for a dedicated Compliance Executive to join our growing team.

If you're passionate about regulatory compliance, governance, and building a career in the financial services industry, we'd love to hear from you!

Key Responsibility:

- Handle compliance queries and internal requests
- Monitor regulatory adherence across departments
- Identify and manage compliance risks
- Coordinate reporting of compliance violations
- Liaise with regulators and stock exchanges
- Support implementation of new regulatory changes
- Assist in audits and inspections related to SEBI/Stock Exchanges
- Prepare and submit regulatory filings, reports, and returns within timelines




- Interpret new regulations and assess their impact on business operations
- Obtain the required NISM Compliance Certification within 4 months of joining

Qualifications and skills:

- Qualified/Semi-qualified candidates
- Knowledge of SEBI/RBI regulations and compliance frameworks
- Solid analytical and documentation skills
- Excellent communication and coordination abilities
- Freshers with a keen interest in compliance are encouraged to apply

At NNM Securities Pvt. Ltd., you'll have the opportunity to grow in a professional environment where precision meets purpose.

Interested candidates can share their CV at: [email protected]

📌 Compliance Executive (Mumbai)
🏢 NNM Securities
📍 Mumbai