Description
Essential Functions (Job description) –
Line compliance has to:
1-Ensures adherence of the Operational & Process related controls, compliance for service delivery requirements, , Client contractual terms, policies, rules and procedures in Client area
2- Coordinate & support compliance activities in client area
3- Conduct periodic, testing of process controls, service delivery compliance reviews/ audits
4- Monitor, and as necessary, coordinate compliance activities of operations with other enabling departments/compliance teams
5- Act as an independent reviewer and evaluation body to ensure that compliance Issues/concerns within client area are being appropriately evaluated, investigated and resolved.
6-Provide reports on a regular basis, and as directed or requested,
Responsibilities
Primary Internal Interactions – - AM/LAM
- Mangers/Sr Manger
- AVP/ VPs
- Internal/External/Client Audit team
- Corporate Compliance Team
- ISG/BCM/Privacy team
Qualifications
Education Requirements
Mandatory – Commerce Graduate ;
Postgraduate in Commerce /CA / CS Inter are added advantage ;
Excellent on MS Office
Work Experience Requirements:
Minimum 2 to 4 Yrs of relevant work experience in F&A; Risk & Compliance, Service Delivery/Operations, or Audit experience in CA/CS office
Technical Skills
- Auditing skills and eye for detail
- Ability to interpret Law/contractual requirements
- Valuable Number orientation (MS Excel Skills)
- Excellent Presentation skills (MS office)
Process Specific Skills
- Good F&A; domain knowledge –
- Auditing skills and eye for detail
- Ability to work in a continually challenging environment
- Decision making ability
Soft skills (Desired)
- Adaptable & Flexible
Soft Skills (Minimum)
- Good organizing skills and ability to work independently with strict deadlines
- Valuable Communication skills and written English
- Commitment
- Effective planning and prioritizing abilities to execute everyday responsibilitiess
📌 Assistant Manager (Bengaluru)
🏢 EXL
📍 Bengaluru