24 Aug
|
Talasha
|
Bengaluru
Talasha has been mandated to hire a Company Secretary for an AI enabled brokerage firm registered with SEBI. This early stage startup founded by IITian co-founders is an AI-native personal finance platform for India As Compliance Officer, you will own the compliance function end-to-end. Client Documentation -Own client records end-to-end — KYC documentation, risk profiling forms, consent records, and advisory documentation.
Audit Trail -Ensure every piece of investment advice carries a proper audit trail: risk category, rationale, and suitability check.
SEBI Marketing guidelines - Review marketing materials, product copy, and website content against SEBI advertising guidelines before they ship.
Track regulatory developments — current circulars, amendments, and filing deadlines — and translate them into what changes for us.
Company Secretary with 3-6 years post qualification experience
Prior experience in a stock brokerage firm with proficiency in SEBI compliances
Startup mentality & immediate joiner preferred
12-18LPA (Basis last drawn)
📌 Experienced Company Secretary (Bengaluru)
🏢 Talasha
📍 Bengaluru