Entity Authorisation Specialist - Financial Services - Mumbai - 6 to 10 Years

We are seeking a detail-oriented professional with 6 to 10 years of experience in corporate governance, financial services compliance, and regulatory licensing. The ideal candidate brings strong expertise in managing multi-jurisdictional authorization lifecycles, regulatory risk assessment, and legal entity compliance. This role requires hands-on experience in maintaining authorisations registers, managing regulatory interactions, and enforcing robust internal control frameworks.

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Location: Mumbai

Your Future Employer: A leading global financial services institution known for its strong market presence, robust risk management culture, and commitment to driving excellence across global compliance standards.

Responsibilities:

Managing the end-to-end lifecycle of global licenses, waivers, registrations, and renewals across multiple regulatory jurisdictions.

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Identifying and assessing authorization risks while investigating potential incidents of unauthorized regulated activities.

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Maintaining the Global Entity Authorisations Register and ensuring high data integrity across regulatory compliance tools.

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Providing subject matter expert guidance on internal governance policies and cross-border jurisdictional authorization rules.

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Partnering with cross-functional business teams to support new market expansions and entity licensing applications.

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Requirements:

6 to 10 years of relevant experience in regulatory authorization, entity licensing, or financial compliance functions.

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Industry exposure within banking, capital markets,



or global financial services organizations.

Strong expertise in global financial regulatory frameworks, cross-border governance, and entity control structures.

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Proven track record in implementing policy standards, investigating compliance risks, and engaging with internal and external stakeholders.

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Postgraduate degree in Law, Finance, Business Administration, or a related professional compliance qualification.

What's in it for you:

Strategic exposure to global regulatory frameworks and international financial entities.

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Leadership opportunity to shape entity governance and compliance control structures.

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Agile work culture with competitive compensation and clear avenues for professional advancement.

Reach Us: If you feel this opportunity is well aligned with your career progression plans, please feel free to reach me with your updated profile at [email protected]

Disclaimer: Crescendo Global is an Equal Chance Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.

Note: Due to a high volume of applications, if you do not hear back from us within one week, please consider your application as non-shortlisted.

Profile Keywords: Entity Authorisation, Regulatory Licensing, Financial Governance, Cross-Border Compliance, Risk Assessment, Internal Controls, Regulatory Affairs, Compliance Management, Legal Entity Oversight, Authorisations Register, Regulatory Frameworks, Stakeholder Management

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📌 VP - Entity Authorisation Specialist (Mumbai)
🏢 Crescendo Global
📍 Mumbai