Executive- Capital Markets (Mumbai)

Executive- Capital Markets (Mumbai)

24 Aug
|
Sterling Law Associates
|
Mumbai

24 Aug

Sterling Law Associates

Mumbai

Company Description Sterling Law Associates LLP is a Corporate, Tax, and Business Advisory firm based in Mumbai, focused on delivering high-quality legal consultancy across securities and corporate laws. The firm emphasizes result-oriented advice, tailored to client needs and delivered with prompt responsiveness and strong professional commitments.

Its team combines experienced associates and a broad practice range to provide comprehensive legal and regulatory support. Key practice areas include Capital Markets and Securities Laws, Private Equity, regulatory registrations (AIFs, PMS, FPIs), Mergers and Acquisitions, general corporate and commercial laws, corporate secretarial and compliance management, and FEMA, FDI, and ODI advisory.

Role Description The Executive – Capital Market role is a full-time, on-site position based in Mumbai. The role involves supporting capital markets and securities law mandates, including assisting in drafting and reviewing offer documents, transaction agreements, and regulatory filings.

The Executive will conduct legal and financial research, track regulatory developments, and prepare client notes and internal briefs on capital market regulations and related areas. Day-to-day responsibilities include coordinating with clients, regulators, and internal teams, managing documentation and compliance checklists,



and contributing to advisory work on capital market transactions and regulatory registrations (such as AIFs, PMS, and FPIs). The role also includes preparing presentations, working papers, and reports to support business development and client engagement activities.

Qualifications

- Strong Analytical Skills to interpret regulations, assess transaction structures, and review documentation for accuracy and compliance.
- Excellent Communication skills, including clear written drafting, concise reporting, and professional client interaction.
- Foundational understanding of Finance concepts relevant to capital markets, securities, and investment products.
- Ability to contribute to Sales and Business Development initiatives, including preparing pitches, proposals, and client presentations.
- Qualified degree in law (LLB or equivalent) from a recognized institution/ Chartered Accountant and Company Secretaries; exposure to corporate or securities law preferred.
- Knowledge of SEBI, Companies Act, and related regulatory frameworks; prior experience or internships in capital markets or corporate advisory are an advantage.
- High attention to detail, strong time management, and ability to work collaboratively in a structured, deadline-driven environment.
- Proficiency in MS Office tools (Word, Excel, PowerPoint) and comfort with research databases and online regulatory resources.

📌 Executive- Capital Markets (Mumbai)
🏢 Sterling Law Associates
📍 Mumbai

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