Job Description Talasha has been mandated to hire a Company Secretary for an AI enabled brokerage firm registered with SEBI. This early stage startup founded by IITian co-founders is an AI-native personal finance platform for India
As Compliance Officer, you will own the compliance function end-to-end. You will work directly with the founders to set up the processes, records, and filings that a SEBI-registered advisory firm runs on.
Responsibilities-
SEBI Compliance -Prepare and file periodic compliance reports with SEBI, quarterly and annual.
Client Documentation -Own client records end-to-end — KYC documentation, risk profiling forms, consent records, and advisory documentation.
Compliance Audit- Coordinate annual compliance audits with external auditors.
Board Meetings -Organize and manage Board Meetings, Committee Meetings, and General Meetings including preparation of agendas, notices, minutes, resolutions, and compliance checklists.
Securities Compliances -Handle compliances related to issuance,

📌 Company Secretary Bengaluru
🏢 Talasha
📍 Bengaluru