Job DescriptionHiring | Manager /Senior Manager – Stock Broking Operations | Mumbai NLocation: Ghatkopar, Mumbai NCTC: Up to ₹22 LPA NIndustry: Stock Broking / Capital Markets NCandidates currently based in Mumbai or willing to relocate to Mumbai only. NAbout the RolenOur client is looking for an experienced Manager /Senior Manager – Stock Broking Operations to lead the end-to-end operations of a growing stock broking business. NThis is not a pure compliance role. NWe are looking for someone who has managed the day-to-day operations of a small or mid-sized stock broking firm, including RMS, settlements, client operations, banking, billing, surveillance, reconciliations and regulatory compliance N.nWhat You'll Be Responsible For Nn Lead end-to-end broking operations across the organisation. N Manage RMS, client exposure monitoring and trading limits. N Oversee settlements, pay-in / pay-out and reconciliation processes. N Manage client ledgers, banking operations and fund movements. N Supervise billing, collections and operational workflows. N Coordinate with Accounts, RMS, Compliance, Depository and Operations teams. N Handle CDSL / NSDL operational coordination. N Ensure compliance with SEBI, NSE, BSE, KYC, AML and PMLA requirements. N Coordinate exchange, internal and statutory audits.



N Prepare operational MISand management reports. N Improve operational processes, SOPs and internal controls. N Lead and mentor the operations team. NnWe're Looking For Someone Who Has Nn 10–18 years of experience in Stock Broking / Capital Markets. N Hands-on experience managing broking operations in a small or mid-sized broking company. N Strong exposure to RMS,settlements, client operations and reconciliations. N Experience in banking, billing, collections and operational controls. N Working knowledge of CDSL / NSDL. N Good understanding of SEBI, NSE & BSE regulations. N Experience coordinatingaudits and regulatory reporting. N Robust team management and stakeholder coordination skills. NnIdeal Background NProfessionals currently working with: Nn Stock Broking Companies N Securities FirmsnCapital Market Intermediaries N Depository Participants NnCandidates from small or mid-sized broking organisations will be preferred. NWhy Join?nn Opportunity to lead the operations function of a growing stock broking organisation. N Work directly with senior leadership. N Drive operational excellence and process improvements. N Competitive compensation N

📌 Manager /Senior Manager - Stock Broking Operations | Mumbai (Alibag)
🏢 Beyond Red Ocean Consulting
📍 Alibag