We are hiring for Compliance and Controls (CNC) roles involving SOX, ISAE, and SSAE compliance, risk assessments, and financial audit functions within a GBS delivery environment.

This opportunity is ideal for Chartered Accountants with strong FA audit backgrounds, looking to work on global compliance and controls engagements.

Candidates will work with internal and external stakeholders on risk trackers, control testing, remediation efforts, and process documentation.

Key Responsibilities

- Perform Risk Assessments, Process Walkthroughs, and Process Documentation including Narratives and Process Flow Diagrams
- Finalize Risk and Control Matrix
- Perform Test of Control Effectiveness and Control Design
- Support remediation efforts for control failures - SOX and ISAE / SSAE compliance
- Perform Interventions and Special Assignments at Client Engagements
- Identify reasons for operations failures, critical errors, and process weaknesses
- Perform Root Cause Analysis and remediate causes
- Report to internal and external stakeholders on risk trackers and remediation status

Eligibility Criteria

- Chartered Accountant with 3-4 years post qualification audit experience
- Reasonable knowledge of AP, AR, and RTR processes is mandatory




- Knowledge of FA Audit Processes - Internal, Operational, and Financial Audits
- Knowledge of key FA compliances - ISAE 3402, SSAE 16, SOX
- Strong Analytical and Spreadsheet skills
- Excellent command over English Language
- Experience working in a GBS delivery setting
- Experience in executing Analytical Procedures using available analytical tools
- Desirable: Knowledge of SAP, Oracle Financials, ITGC Controls, Information Systems Audit
- Desirable Qualification: CISA
- Supervisory Review Experience of at least 1 year

Job Details

- Location: Multiple Locations, Bangalore, Pune, Hyderabad
- Work Mode: Work From Office
- Experience: Chartered Accountant with 3-4 years post qualification audit experience
- Joining: Immediate

Required Skills

- SOX Compliance
- ISAE 3402
- SSAE 16
- Risk Assessment
- Internal Audit
- Financial Audit
- AP / AR / RTR
- Root Cause Analysis
- Process Documentation

Disclaimer : This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Compliance & Controls Specialist (CNC) (Pune)
🏢 KVC Consultants
📍 Pune