Job Title:
PMS Dealer – FinTech Platform

Department
Investments / Dealing

About Finnovate:
Finnovate is India’s largest financial planning platform that specializes in providing successful professionals with a disciplined approach to help them achieve their financial goals safely, surely, swiftly
To date we have helped over 3500 professionals and their families achieve purpose and structure to their financial lives through our FinnFit™ Financial planning process. This is available through our experts as well as through a transparent technology platform. We are a zero-commission, product-agnostic and holistic SEBI-registered investment advisory (RIA) firm. Finnovate is a customer-first platform that prioritizes unbiased advisory and is gaining increased recognition with the rise of awareness of direct products.
Finnovate has successfully raised over USD 3 million from marque investors to drive our next league of expansion and impact. We have recently secured a PMS license from SEBI to provide most convenient, flexible and multi-asset portfolio management using direct products for our clients.
We are in a growth phase where you can contribute ideas across the spectrum, and grow into a core member of a truly customer-first team. Finnovate offers a unique proposition where you can experience the freedom to think and operate like an entrepreneur within the organisation, while pursuing long-term career growth aligned with your strengths, aspirations and demonstrated competence

Job Summary
To execute and manage trades for PMS portfolios on a technology-driven platform, ensuring efficient, compliant, and data-backed execution while leveraging trading systems, APIs, and analytics tools.

Location:
Mumbai

Employment Type:
Full time

Key Responsibilities:
1. Trade Execution (Tech-Enabled)
Execute equity and derivative trades via trading platforms, OMS (Order
Management Systems), and APIs
Ensure best execution using real-time market data and algorithmic tools (if
applicable)




Manage high-volume and time-sensitive trades with minimal slippage
2. Platform & System Utilization
Work on OMS/RMS systems for order placement, modification, and tracking
Coordinate with tech teams for system enhancements, bug fixes, and
automation
Ensure proper tagging, allocation, and mapping of trades across PMS
accounts
3. Data-Driven Decision Support
Track market movements, liquidity, and pricing trends using analytics
tools
Share execution insights with fund managers (slippage analysis, cost
efficiency, etc.)
Maintain dashboards/reports for trade performance and execution quality
4. Compliance & Controls
Ensure trades are executed within SEBI PMS guidelines and internal
compliance framework
Follow pre-trade and post-trade compliance checks via RMS/tools
Maintain digital audit trails and system-based documentation
5. Reconciliation & Settlements
Coordinate with operations and custodians for seamless trade settlement
Resolve breaks in trade allocation, contract notes, and holdings
Monitor brokerage, taxes, and transaction costs
6. Process Improvement & Automation
Identify opportunities to automate manual dealing processes Work
with product/tech teams to enhance execution workflows Contribute
to building scalable dealing infrastructure

Key Skills & Competencies:

- Robust understanding of equity markets and trading lifecycle Handson

- experience with OMS, RMS, trading terminals, and APIs

- Tech-savvy with ability to work alongside product/engineering teams

- Analytical mindset with focus on execution efficiency and cost optimization

- High accuracy, speed, and ability to perform under market pressure

Qualification & Skills:
• Graduate/Postgraduate in Finance, Commerce, or related field
• NISM certifications (Dealer / Equity / Derivatives preferred)
• 2–6 years of experience in dealing, preferably in PMS/AIF/FinTech platform

Working Time
8.30am to 5.30pm
9.30 am to 6.30pm

Working Days : Monday to Saturday (Alternative Saturdays are off)

📌 Senior Dealer – PMS (Mumbai)
🏢 Finnovate
📍 Mumbai