Client audit engagements, which include planning executing, directing, and completing business / financial audits. Good knowledge of business process, operational process related to banking and capital markets. Ability to review the processes such as desk reviews, trade booking, middle-office & back-office processes, etc. Experience in Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business. Experience working in Banking and Capital Markets and good knowledge about various regulations impacting capital markets such DFA, EMIR, etc. A strong understanding of principles of risk management with a thorough understanding of internal control systems including IT controls. Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements. Review the evidence of audit conclusions are ensure they are well-documented.



Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression Updates job knowledge by being aware of new regulations;
participating in educational opportunities;
reading professional publications;
maintaining personal networks;
participating in skilled organizations Participate on annual risk assessment and audit planning Quality initiatives within audit function Working on Integrated audit Monitoring audit recommendations Statutory and regulatory norms applicable to banking business Fluent Command over English language

📌 Assistant Vice President -Audit (Chennai)
🏢 Ernst & Young
📍 Chennai