The role sits within the Group Compliance function of the GRC department.
The team’s focus is to support the business to ensure all legislative, regulatory and best practice requirements are met.
The Team’s key deliverables are to provide: -
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Monitoring and assurance oversight for the Group
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Advisory compliance to business stakeholders
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Guidance and support to strengthen the control environment, including policy framework
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The Audit & Compliance Monitoring Officer will primarily assist the Audit and Monitoring Manager with the effective operation of the Audit & Compliance Monitoring Framework to ensure all legislative, regulatory and policy requirements are met.
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Providing support in the maintenance of the control setting, you will work in unison with the other Compliance Officers and members of the Group Risk Team where there is a cross-over of responsibilities in order to ensure optimum efficiency and effectiveness of the Risk function.
Key Responsibilities
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Assist in the development,
enhancement and delivery of the Group Compliance Monitoring and Assurance Plan (CMP)
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Support the Audit and Monitoring Manager to provide quarterly updates and reporting to the Head of M&A; Compliance & Group Governance on levels of Compliance arising from specific monitoring.
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Proactively review and evaluate business management information, and where necessary investigate trends to establish if focused monitoring activity is required.
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Prepare and produce Terms of Reference for Thematic Reviews
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Carry out thematic monitoring reviews in line with the CMP and production of high-quality reports and recommendations.
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Completion of quality assurance spot checks throughout the Group along with relevant management information and reports.
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Investigating breaches and making recommendations for resolutions.
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Providing advice and guidance to the business on necessary actions to achieve compliance, addressing issues arising from monitoring reports through to res