Description
About the role
We are looking for an independent, integrity-driven Manager – Internal Compliance & Audit to build and run the internal audit and compliance testing function for our RBI-regulated fintech business. As a licensed Payment Aggregator (PA) and Prepaid Payment Instruments (PPI) operator, we are required to maintain robust internal controls and demonstrate to the RBI that our compliance framework is not only designed well but is actually operating effectively. You will be responsible for designing the internal audit programme, executing compliance reviews, and providing objective assurance to senior management and the Board.
What you'll do
Internal Audit Programme
- Design and own the annual Internal Audit Plan—risk-based and aligned with RBI requirements, covering payment operations, merchant onboarding, escrow management, KYC/AML, IT systems, and vendor management.

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- Execute end-to-end internal audits: scoping, fieldwork, evidence collection, control testing, finding documentation, and management response tracking.

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- Produce transparent,



evidence-backed audit reports with actionable recommendations; present findings to senior management and the Audit Committee.

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- Track audit findings through to remediation; conduct follow-up reviews to verify that agreed management actions have been implemented effectively.

Compliance Testing & Monitoring
- Design and execute a compliance testing programme to verify that the organisation's policies, procedures, and controls are operating in line with RBI, NPCI, and internal policy requirements.

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- Conduct thematic compliance reviews—KYC/AML process testing, settlement timeline compliance, grievance redressal TAT adherence, data handling controls, and merchant onboarding quality.

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- Maintain a compliance deficiency log; track deficiencies, root causes, and remediation plans to closure.

Regulatory Examination Support
- Lead preparation for RBI onsite and offsite inspections—coordinating documentation re

📌 Manager - Internal Compliance & Audit (Uttar Pradesh)
🏢 Qode
📍 Uttar Pradesh