About ACA:

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.
The Chance

In the role of Compliance Analyst, Code of Ethics Managed Services, you will be responsible for supporting ACA's clients with the administration of their Code of Ethics program and regulatory filing obligations. The individual in this position will assist with the reporting and monitoring of employee personal trading activity, employee certifications, broker feed maintenance, regulatory filings, and other compliance-related activities conducted by ACA on behalf of its clients.

What you'll do:

Assist with the reporting of personal securities accounts, holdings, and transactions through ACA's Employee Compliance (EC) platform.
Assist with the setup,



monitoring, and maintenance of broker data feed connections.
Support the creation, distribution, and tracking of employee certifications related to gifts and entertainment, political contributions, outside business activities, and other compliance disclosures.
Review account statements and assist with the manual entry of transactional data into the EC platform as needed.
Monitor direct-feed account availability and identify gaps in account aggregation feeds.
Review and recommend process improvements for personal trading and compliance workflows.
Communicate with clients, brokers, legal counsel, and other stakeholders to obtain required documentation and records.
Assist in preparing and submitting regulatory filings, including Form 13F, Form 13H, Schedule 13G, Form ADV, and Form PF.
Review client data for completeness and accuracy prior to filing submissions.
Upload and maintain data wi

📌 Compliance Analyst (India)
🏢 ACA Group
📍 India