Compliance Officer (Gandhinagar)

Compliance Officer (Gandhinagar)

10 Sep
|
graviton research capital
|
Gandhinagar

10 Sep

graviton research capital

Gandhinagar

Graviton is a privately funded quantitative trading firm striving for excellence in financial markets research. We trade across a multitude of asset classes and trading venues using a wide range of concepts and techniques, leveraging data-driven insights to identify pricing inefficiencies and opportunities across global markets.

Role Overview:
We are looking for a highly experienced and responsible Compliance Officer to oversee regulatory compliance and governance for our GIFT City operations. This role will work closely with senior management and regulatory bodies to ensure full adherence to applicable laws, regulatory frameworks, and internal governance standards while building a robust compliance culture within the organization.

Key Responsibilities & Deliverables:
- Act as the Compliance Officer, reporting directly to senior management.
- Ensure full compliance with GIFT City regulations, along with all applicable laws, rules, and guidelines.
- Develop, implement, and continuously enhance policies, procedures, and internal control frameworks.




- Monitor and manage the firm's risk and compliance framework, ensuring proactive identification and mitigation of risks.
- Oversee proper maintenance of records, regulatory filings, and documentation in line with compliance standards.
- Act as the primary liaison with regulators, including GIFT Authority, exchanges, depositories, and other regulatory bodies.
- Lead and manage regulatory inspections, audits, and queries, ensuring timely and accurate responses.
- Build and manage NISM-certified trading and compliance teams, ensuring the right structure and capability.
- Ensure continuous training programs and regulatory certifications for relevant employees.
- Provide regular updates on compliance status, risks, and key issues to the Board / Governing Body.
- Drive the implementation and enforcement of code of conduct, governance standards, and ethical practices across the organization.

Required Skills:
- Strong understan

📌 Compliance Officer (Gandhinagar)
🏢 graviton research capital
📍 Gandhinagar

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