Key Responsibilities:

- Conduct KYC verification for new and existing clients as per SEBI, Exchange, and internal compliance requirements.
- Perform Account Opening Form verification to ensure completeness and accuracy of client details.
- Handle Account Opening procedures for trading and demat accounts.
- Verify and upload client details through CVL KRA and CKYC platforms.
- Review and validate client documents such as PAN, Aadhaar, address proof, and bank details.
- Ensure all client data is accurate, complete, and updated in the system.
- Conduct periodic KYC reviews and ensure timely updates.
- Escalate discrepancies, incomplete documentation, or suspicious accounts to the Compliance Manager.
- Coordinate with Sales, Operations, and Compliance teams for smooth client onboarding.
- Maintain proper documentation and audit-ready records.
- Stay updated with SEBI,



NSE/BSE, and AML/KYC regulations.

Qualifications & Skills:

- Bachelors degree in Commerce, Finance, Business Administration, or a related field.
- 1-3 years of experience in KYC, client onboarding, or compliance (preferably in a broking or financial services firm).
- Knowledge of SEBI and Exchange KYC norms.
- Robust attention to detail and accuracy.
- Proficiency in MS Excel and documentation management.
- Good communication and coordination skills.

Key Attributes:

- Integrity and confidentiality in handling client data.
- Strong analytical and problem-solving ability.
- Ability to work independently and meet deadlines.

📌 KYC Associate (Vadodara)
🏢 A C Agarwal Share Brokers
📍 Vadodara