Core Responsibilities

Regulatory Communication Tracker :

ü Dissemination of Regulatory communication to internal stakeholders, follow up and track with respective stakeholders for response submission and submission of response to regulators.

ü Maintaining the Regcom Tracker and publishing of monthly MIS under Supervisors guidance

ü Maintain repository of Regulatory communications

ü Preparing data inputs for Audit/ RBS queries/other stakeholder requests

Circular Tracker

ü Undertakes dissemination of regulatory guidelines and subsequent tracking in the Circular Tracker.

ü Undertakes preparation and circulation of monthly CIT MIS to Senior Management and relevant stakeholders

Regulatory Returns Tracker

ü Creation, modification, discontinuation of returns basis regulatory guidelines and subsequent tracking in the Returns Tracker

ü Undertakes preparation and circulation of fortnightly Regulatory Returns MIS to Senior Management and relevant stakeholders

Other Compliance Operations Activities

ü Contribute to Compliance projects,



automation initiatives and other similar activities.

ü Operate as maker for data entry, uploading of submission, ID creations and reconciliation on Regulatory portals managed by Compliance Team.

ü Liasoning interaction with regulators and quasi regulators as well as with internal stakeholders.

ü Participate in the departmental audits and implement practices to bridge gaps identified during departmental audits.

ü In depth knowledge of the regulatory environment for banks in India particularly with respect to RBI

ü Valuable research capabilities and intelligent interpretation of regulatory guidelines.

ü Demonstrated ability to drive results.

ü Good interpersonal skills.

ü Enhanced MS Excel and MS Word skills

ü Bachelors/Masters Degree

ü MS Office (Specially in MS Excel, MS Word and PPT)

ü Previous experience in similar role/Compliance function.

ü Impeccable integrity and compliance consciousness.

📌 Compliance Officer Operations (India)
🏢 Yes Bank
📍 India