Role and responsibilities

We are looking for a Senior Manager - Compliance to lead day-to-day compliance activities across regulatory reporting, regulatory change management, digital lending, AML/KYC, compliance monitoring and testing. The role will help ensure that the business remains compliant with the RBI framework.

- Operate and maintain the Board-approved compliance framework and policy for a Middle-Layer NBFC.
- Prepare and file RBI regulatory returns and submissions accurately and on time; maintain the compliance calendar, registers and records.
- Track RBI circulars, directions and Scale-Based Regulation changes, assess applicability and drive implementation across teams.
- Monitor digital lending operations against the RBI Digital Lending framework, including LSP/DLA arrangements, Key Fact Statement and customer interface review.
- Oversee LSP/DLA due diligence and maintain the outsourcing register.
- Support the KYC/AML programme and PMLA obligations; assist the Principal Officer with STR/CTR reporting to FIU-IND.
- Develop AML strategies, investigate suspicious or fraudulent financial activity and use data to identify trends.
- Collaborate with auditors and regulators, and lead AML awareness training.
- Conduct compliance monitoring and testing, sample transactions and processes,



and track findings to closure.
- Perform compliance risk assessments across products and processes using compliance tools and software.
- Support regulatory inspections, audits and queries.
- Maintain compliance policies and SOPs, conduct staff training and advise business teams on compliance requirements for new products and processes.

Preferred candidate profile

- Bachelor's degree or above in finance, accounting, business or a related field.
- Professional qualification such as CS, CA, LL.B. or certified compliance is an advantage.
- 4-8 years of compliance experience within an NBFC, bank or fintech.
- Strong working knowledge of RBI regulations for NBFCs, Scale-Based Regulation, digital lending, PMLA/KYC, Fair Practices Code and outsourcing norms.
- Hands-on experience in RBI returns, regulatory change management and compliance testing.
- Experience in an app-based or digital lending NBFC/fintech is preferred.
- Strong Excel skills, attention to detail, ownership, integrity, communication and stakeholder management.
- Ability to interpret regulations and translate them into practical controls.

Locations: Bangalore or Kolkata

Employment type: Full time, permanent

📌 Senior Manager - Compliance (Bengaluru)
🏢 Mpokket Financial Services
📍 Bengaluru