MANDATORY REQUIREMENTS
8+ years of Compliance & Governance experience, preferably within AIF / AMC / PMS / NBFC / Insurance / Capital Markets.
Robust hands-on experience in SEBI/IFSCA compliance, AIF/PMS/GIFT City regulatory filings, SEBI applications, audits, and regulatory queries.
Proven ability to manage stakeholders, review transaction/product documentation, implement compliance policies & controls, and provide regulatory advisory.

ABOUT THE CLIENT

Our client is a leading Indian alternative asset manager focused on private credit, real assets and other private-market investment strategies.

JOB ROLES & RESPONSIBILITIES
Managing compliance coverage for AIFs/PMS/Gift City
Applications with SEBI, and coordinating with SEBI officials for product approvals
Reviewing documents pertaining to SEBI application, IMA, contribution agreements, product note and investor communication
Overseeing filings and submission
Responding to and resolving queries raised by business teams on transactions structures
Ensuring compliance with PIT policy
Maintaining and upkeeping regulatory records
Supporting in development and implementation of policies, procedures, other documents and establishment and maintenance of processes and controls governing business activities, such as manuals, codes of conduct,



practice notes, and the likes, to comply with applicable laws, rules and regulations.
Assessing the adequacy of compliance policies, procedures and guidelines, resolving any identified deficiencies, and formulating proposals for revisions or amendments
Providing comprehensive support during regulatory audits, inspection and queries
Assisting in statutory, internal and special audits by collating data, and conducting preliminary review
Assisting in various system developments and automation initiatives

QUALIFICATION & EXPERIENCE
8+ years of experience and working knowledge in compliance and governance function
Experience in AIF/ AMC preferred
Ability to manage stakeholders, collaborate across teams and build relationships
Ability to work in a high volume, quick-paced workplace with shifting priorities
Demonstrated problem-solving and solution-orientation with limited directions
Articulate, and able to express thoughts clearly - in oral as well as written

OTHER DETAILS

Reporting To: Compliance Officer

Industry Target: experience in NBFC /Insurance AMC/ AIF/PMS/Stock Broking/Debenture Trustee /RTA industry preferred)

Work Model Arrangement: Onsite

📌 Compliance Manager Mumbai
🏢 SKS Enterpprises
📍 Mumbai