Job Title: 1st Line Risk - Risk Analyst (Multi-Disciplinary)

Reports to: 1st Line Risk - Risk Senior Analyst

Function: 1st Line Risk Team The objective of the First Line Risk team is to execute effective risk and compliance management using the tools set out in the Risk Management Framework that enable the business to identify, assess, control and monitor compliance risk. The First Line Risk and Control team should aim to manage risk within the appetite of the business, our clients, and regulators.

Role Description The 1st Line Risk - Risk Analyst (Multi-Disciplinary) will have an prospect to :

- support the identification and reporting of client Risk Events within the FNZ Risk Management Framework.
- to support the implementation and application of the Risk Management Framework responsibilities.
- is responsible for assisting in the coordination of client and centralised audits across the business
- to support the implementation and application of the Financial Crime Risk Framework.

Specific Role Responsibilities

Risk Event Reporting:

- Ensuring delivery of day 1 and day 10 client Risk Events, with appropriate assessment of regulatory impact
- Partnering with our client base to ensure Risk Events and associated root cause analysis are developed to reduce the likelihood of reoccurrence.
- Responding to client enquiries in a prompt and professional manner
- Production of monthly Risk Event Management Information. • Working with the CASS Office to provide detailed root cause analysis on CASS breaches and material events.

Audit function:

- Track and monitor the progress of audits, ensuring timely completion and delivery of audit objectives.
- Attending meetings, briefings, and workshops related to audit activities, assisting in the preparation of necessary materials and following up on action items.




- Assist the audit coordination manager in ensuring the report delivery is timely to clients by working with the business to attain appropriate samples/ responses to queries to allow the audit to run within the agreed timeline.

Financial Crime:

- Ensuring the prompt and accurate tracking of Financial Crime audits and risk assessments, within the expected standards.
- Partnering with our client base to ensure Financial Crime Risk Events and causal themes are challenged to reduce the likelihood of reoccurrence. Responding to client enquiries in a prompt and professional manner Production of Financial Crime risk MI.
- Partnering with the business to improve the Financial Crime risk and control environment.

Conduct and Governance:

- Supporting 1st Line Consumer Duty Executive Sponsor in the identification and mitigation of foreseeable harms and cross-cutting rules.
- Support in maintaining relevant Key Risk Metrics and Risk and Control Self Assessments (RCSAs).
- Partnering with the business to improve the conduct risk control environment
- Assisting in driving quality action plans (events and audits), with appropriate ownership and oversight to ensure completion on schedule

People

- Ensuring all mandatory training is completed in a timely fashion.

Governance

- Attending client meetings and discussing Risk Event themes and trends.
- Supporting management of audits (internal & external)




- Attending regular client meetings (e.g. Risk Event Meetings) and resolve all actions within agreed timescales
- Using, and becoming a subject matter expert in the use of, the Firms designated risk system as the sole repository for Risk Event Information.

Functional Area Responsibilities

- Continue to support the Team purpose and ensure the 1LOD Riosk Team delivers value and assurance to FNZ and our client base.
- Promote and actively develop a risk aware culture within FNZ 1st line.
- Be proactive, organised and actively provide ideas of innovation and process improvement.
- Build and maintain excellent relationships with key internal stakeholders and clients to ensure engagement with our strategy.
- Be informed of sector-wide developments and those beyond the business sector.
- Undertake any other reasonable duties, as determined by the 1st line Risk Managers
- Ensure all mandatory training is completed in a timely fashion.
- Encourage a culture of openness and ethical decision making within the team.

Experience required It is incumbent upon the 1LOD Risk Analyst to ensure they are competent and have high performance in the following areas:
- Written and verbal communication should be of a high standard, along with the ability to influence and challenge.
- Ability to communicate effectively at a variety of levels within a regulated environment, both internally and externally, written and oral. Numeracy and literacy
- Punctual and deadline driven.
- Analytical thinking
- An ability to work within tight time constraints
- Conducting meetings and presentations skilfully
- Strong attention to detail
- Execution focussed
- Strong negotiation skills
- Ability to be objective
- Professionalism and diplomacy

📌 Risk Analyst (Gurugram)
🏢 FNZ
📍 Gurugram