28 Sep
|
Kotak Securities
|
Mumbai
28 Sep
Kotak Securities
Mumbai
To monitor recent regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders.
- Proactively analyze the impacts, allocate actions to business owners, and provide guidance on implementation.
- Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & operating effectiveness perspective.
- Assist senior stakeholders in preparing notes for engagement with regulators as and when required, to obtain clarity on the regulations.
📌 Team Member - Compliance-SUPPORT SERVICES-Compliance (Mumbai)
🏢 Kotak Securities
📍 Mumbai