Role & responsibilities

- Assist in monitoring compliance with applicable laws, regulations, and regulatory guidelines.
- Support preparation, maintenance, and periodic review of internal policies, SOPs, and compliance manuals.
- Maintain and update statutory and regulatory compliance trackers/calendar and ensure timely completion of compliances.
- Assist in monthly/quarterly/annual regulatory filings, submissions, and responses to regulators, holding company and auditors.
- Coordinate with internal departments to collect information and documents for compliance requirements.
- Support internal audits, compliance reviews, and regulatory inspections.
- Conduct compliance testing and spot testing of departments to identify the gaps and prepare the observation report of the same.
- Keep record of last observation made, actionable arise, changes/directives by Management/Board and implementation of the corrective steps taken to ensure compliance of the same.
- Maintain proper documentation, records, and compliance evidence.




- Track regulatory updates and assist in assessing their applicability to the organization.
- Support implementation of compliance trainings and awareness programs for employees.
- Communication like emailers, circulars, Notifications to departments on a regular basis.
- Escalate potential compliance gaps or risks to the reporting manager and to carry out necessary measures to mitigate Compliance risk.
- Conduct compliance check at the event of launch of current product, enhancement of existing product, process, systems, policies.
- Assist in preparation of agenda and minutes of compliance risk management committee.
- Additionally, any other job/role/responsibilities assigned from time to time.

Preferred candidate profile

- A high level of commitment and self-motivation.
- Proven work experience in handling the portfolio.
- Strong integrity, trustworthiness and accountability
- Excellent written and verbal communication skills.

📌 Executive-Compliance (Mumbai)
🏢 SBI Payments
📍 Mumbai