Role & responsibilities

Undertake Trade surveillance of SGs derivative & other business units using the firms monitoring tools as directed by procedures, management and team protocols.
Compile and issue relevant regulatory reporting obligations where required.
With the London team and management, proactively manage the associated risks with the extended team coverage in Casablanca.
Support the collation and development of Management Information.
Lead the implementation and enhancement of surveillance approaches / innovations and/or strategic solutions to meet requirements.
Maintain and monitor a database of remedial actions/recommendations arising from trade surveillance, to ensure timely and satisfactory resolution of issues identified.
Participate and evolve the review of surveillance controls through engagement with Compliance and BU colleagues.
Proactive and +timely escalation of issues to management
Active participation at relevant industry and trade association seminars, feeding back relevant information internally.
Identify, analyse, communicate and implement solutions to surveillance activities as a result of changes to regulation and/or market/company events.





Preferred candidate profile Must have a proven experience in a Trade Surveillance role using SMARTS / Actimize Trade Surveillance tool.
Knowledge of Risk, Compliance and Controls
Exposure to EMEA markets
Good analytical skills with high attention to detail and accuracy
Excellent verbal, written, and interpersonal communication skills
Ability to interact with all levels of an organization
Solid organizational, multi-tasking, and prioritizing skills
Ability to execute in a quick paced, high demand, environment while balancing multiple priorities
Ability to articulate complex concepts in a clear manner
Solid critical thinking, problem solving and decision-making skills
Ability to develop partnerships and collaborate with other business and functional areas
Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are significant.
Ability to identify risks and propose mitigation plans
Advanced Microsoft Office skills
Specific expertise in interacting and working with large processing / operations teams and in managing an on-shore / off-shore operating model

📌 Consultant Expert Trade Surveillance Bengaluru
🏢 Societe Generale Global Solution Centre
📍 Bengaluru