Key Responsibilities
Process recent client KYC and account opening requests accurately and within defined timelines.
Verify client documents including PAN, Aadhaar/address proof, bank details, income proof and other mandatory documents.
Perform data entry, verification and updation of client information in relevant KYC/back-office systems.
Check KYC applications for completeness, accuracy and compliance before processing.
Coordinate for resolution of KYC discrepancies, incomplete documentation and rejected applications.
Support KRA/CKYC-related processing, modifications and client detail updates.
Process client requests for changes in address, bank details, contact details, nominee and other KYC information.
Maintain proper records and documentation for audit and regulatory requirements.
Ensure adherence to SEBI, Exchange, Depository, PMLA/KYC norms and internal SOPs applicable to the role.
Coordinate with internal teams for smooth and timely client account activation.
Maintain confidentiality and security of sensitive client information.
Support the team during internal, statutory and regulatory audits/inspections.
Key Skills Required
Basic understanding of KYC and account-opening processes in the stock broking/securities industry.
Good attention to detail and documentation accuracy.
Working knowledge of MS Excel and MS Office.
Positive communication and coordination skills.
Ability to manage routine transactions within defined TATs and SOPs.
High level of integrity and confidentiality while handling client data.
Qualification & Experience
Graduate in Commerce, Finance, Business Administration or related discipline.
02 years of experience in KYC, Demat, Account Opening or Broking Operations.
Freshers with relevant knowledge and strong learning ability may also be considered.
Prior experience in a Stock Broking / Securities / Depository Participant workplace will be preferred.