Job Summary

Your Responsibilities at IBKR: Interactive Brokers is seeking a detail-oriented Analyst to support the KYC Refresh program for open accounts, ensuring ongoing compliance with regulatory requirements across all account types. This role focuses on periodic review and risk-based due diligence of existing client accounts. The successful candidate will excel at working independently while maintaining high standards of accuracy and attention to detail in a fast-paced environment. This role requires the ability to manage multiple priorities effectively, meet time-sensitive deadlines, and ensure full compliance with AML/KYC regulatory standards and internal procedures.

Responsibilities

- Independently managing KYC reviews on Enhanced Due Diligence (EDD) and Non-EDD accounts, applying strong risk-based judgment across a fast-paced, diverse client base including retail, institutional, and introducing broker accounts
- Performing in-depth contextual reviews of client profiles, including evaluation of trading activity, business operations, risk exposure, and complex ownership structures across multiple asset classes and global markets
- Conducting rigorous Source of Wealth (SOW) reviews, critically assessing documentation for credibility, adequacy, and consistency with clients stated trading strategies, account activity, and overall financial profile




- Handling KYC Refresh for complex entity types including LLCs, Trusts, and EU and APAC entities, with strong knowledge of jurisdiction-specific documentation standards, regulatory requirements, and IBKRs global compliance framework
- Owning and managing the restriction cycle end-to-end, proactively tracking review deadlines, prioritizing workloads under tight SLAs, and ensuring timely completion to prevent account trading restrictions and client disruption
- Collaborating cross-functionally with Compliance, Risk, and Relationship Management teams to resolve high-complexity KYC cases, escalate emerging risk patterns, and support regulatory audits or examinations as needed

Qualifications

- Bachelors degree, equivalent vocational qualification, or demonstrable experience in finance, compliance, operations, or other transferable industries.
- Qualified certification or industry qualification demonstrating competency in AML, KYC, compliance, or related fields (desirable).
- Familiarity with EDD processes, SOW reviews, and entity-level KYC (LLC, EU, APAC) is an advantage.

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Open Accounts Associate I (Mumbai)
🏢 Interactive Brokers
📍 Mumbai