Key Responsibilities

Supervise and Monitor Screening / Sampling activity and samplers in respective

branches

Provide training to samplers on recent fraud trends & triggers in products specific to

Avanse

Carry out field checks in selected cases post disbursement

Conduct investigations in cases assigned and submit investigation reports on timely

manner

Ensure smooth functioning of RCU by maintaining TATs and close co-ordination

with RCU agencies and other stakeholders

Review Hunter matches objectively based up on market intelligence and close the

trigger in timely manner

Review name screening results and clear the case based upon supporting

documentations

Collate alerts generated by transaction monitoring system, gather documents /





information to close the alert on timely basis

Conduct process / documents review on specific periodicity to ensure completeness and

adequate controls

Perform periodic review of RCU policy and procedure and incorporate

changes basis fraud trends, digital solutions and regulatory requirements

Keep track of new system development for RCU and find cost effective digital solutions

for conducting RCU activities to enhance control workplace

Prepare daily / weekly and monthly MIS and RCU dashboard.

Drafting Investigation reports

Tracking Regulatory compliances

📌 Regional Document Control Manager (Bengaluru)
🏢 Avanse Financial Services
📍 Bengaluru