Responsible for ensuring end-to-end compliance with SEBI regulations, Companies Act, 2013, and stock exchange requirements, while strengthening corporate governance and managing regulatory interactions for a listed entity.
Key Responsibilities
SEBI & Listing Compliance
- Ensure compliance with SEBI (LODR) Regulations, 2015
- Monitor SEBI circulars, amendments, and regulatory updates
- Handle disclosures, filings, and intimations with BSE / NSE
- Manage compliance under PIT, SAST, ICDR and related regulations
Corporate Governance
- Organize Board, Committee, and Shareholders’ Meetings
- Draft notices, agendas, minutes, and resolutions
- Advise Board and senior management on governance matters
Statutory Compliance
- Ensure compliance with Companies Act, 2013
- Timely filing of returns and forms with ROC / MCA
- Maintain statutory registers and secretarial records