SRA- KYC

Key responsibilities include:

- Performing the due diligence on current Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients
- Thoroughly and succinctly document the research and analysis related to the financial activity and related entities of Clients
- Escalate issues to client and internal managers to bring issues to their attention promptly
- Independently handle clients and client calls– establish self as a valued partner
- Help knowledge management endeavor by sharing process knowledge and best practices within the teams
- Communicate effectively and efficiently with relevant internal and external parties to obtain KYC documents
- Have a thorough understanding of the client’s business and related parties to monitor client’s activities for unusual transactions
- Perform further investigation on identified suspicious client and client’s transactions and report to KYC/AML compliance officer

Qualification and Skills

- Bachelor’s Degree (B.Com, BBA, BBM, BCA) / Master’s Degree (M.Com, MBA, PGDM).
- 6 to 8 years of experience and knowledge of KYC, AML, and Due Diligence along with team lead exp
- Should be able to understand, manage and calculate risks
- Should be good with logical and quantitative abilities

****

RA- KYC

Key Responsibilities

As an Analyst, you will be responsible for the following:

- Send initial KYC requirements list to client
- Collate KYC documentation from client
- Review KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client
- Liaise with client for any additional documentation or clarification required




- Carry out screening (Name list screening and Negative News Searches) in line with the Screening Procedure
- Prepare KYC checklists where applicable, and arrange for review
- Prepare Group Client Risk Assessment and arrange for review
- Escalate any concerns identified during the KYC review process to Local Compliance
- Input and approve all KYC Information Collected on KYC Application / Tool
- Prepare the Initial Client KYC File
- Attend to KYC Queries, Update MIS / KPIs
- Prepare Non-KYC Components & Tasks related to Client KYC Process for new Business
- Perform Client KYC for new clients, perform client KYC for regular and an event-driven reviews
- Understand and Apply KYC Key Operating Procedures and the Group AML / CFT Policy
- Assist in any other ad hoc Client KYC / Due Diligence related tasks and processes as requested by the Head of Client KYC Operations.

Qualifications and skills required

- An individual with a bachelor/master’s degree qualification or equivalent
- A minimum of 3-5 years of Client KYC experience within the investment fund industry or equivalent
- A good knowledge of the funds industry, experience of different fund structures, domiciles and regulatory requirements
- Excellent communication, interpersonal and problem-solving skills
- Excellent time management and planning skills to deliver against agreed deadlines and objectives
- High attention to detail, accuracy, analytical, technical, organizational, and problem-solving skills
- Proactive and have the knowledge and skills to use own initiative in handling clients queries and escalate to management when required
- Ability to deliver multiple projects and cases – multi-tasking between deliverables

📌 Senior Analyst (Mumbai)
🏢 Crisil
📍 Mumbai