- Division: Regulatory Group I
- Function/Unit: Membership
- Designation: Manager
- Location: Mumbai

Job Purpose:-

- Overseeing and managing all aspects of membership lifecycle activities, including admission, onboarding, member compliance monitoring, modifications, and eventual surrender of membership.

Key Result Areas:-

- Responsible for timely and efficient processing of registration applications and post registration requests, facilitating quick activation of Members
- Responsible for processing surrender applications of the member in timely manner and in compliance with regulatory requirements
- Accountable for compliance with SEBI and Exchange guidelines, regulations, rules, bye-laws and other applicable statutory norms in Membership Registration & Membership Compliance activities.
- Responsible for addressing members related queries & discrepancies, providing relevant support & necessary solutions to resolve the same within the stipulated turnaround time
- Responsible for responding to member data requests from internal and external stakeholders
- Monitoring Membership related compliances Enhanced Supervision.
- Keep track of regulatory directives and initiate recent processes/ control as and when needed towards compliance with the regulatory requirements
- Periodical review of membership documents (including legal documents like Agreements / Indemnities / KYCs etc.)




- Responsible for preparing and presenting membership agendas at various forums, including committee meetings.
- Preparation of MIS related to Members for SEBI and various department
- Driving changes in membership process and policies in line with best practices
- Replying to various queries raised by members seeking clarifications on membership rules & regulations.
- Timely review and updation of process manuals
- Pro-active initiatives for inducing a customer friendly and compliant regime
- Responsible for continuous improvement in efficiency of operations through automation
- Responsible for reviewing and approving advertisement content submitted by members, in strict adherence to SEBI and Exchange-prescribed Advertisement Codes.
- Accountable for team performance, including building back-ups for different roles through adequate job-rotation of team members

Preferred Profile: -

Educational Qualification

- CA/CS/ MBA from any reputed Institute / University

Experience

- 6 8 years of relevant work experience

Skills Required

- Good Knowledge of MS Office Applications

Functional Competencies:-

Knowledge and understanding of Exchange ecosystem and operations Understanding of all the membership related regulations, rules and laws(Exchange Regulation /Bye-laws), familiarity with reading /interpreting Corporate Balance sheet , Corporate Laws

📌 Manager-Membership (Mumbai)
🏢 NCDEX
📍 Mumbai