Education Qualification Required : Company Secretary / LLB
Key Skills Required:
Functional :
- Company Secretary / LLB having 3 years of experience in Institutions* (3 years is must as per IFSCA Regulations)
- Regulatory Compliance: Stay updated with the latest laws, regulations, and guidelines issued by SEBI and IFSCA for AIFs. Monitor regulatory changes and effectively communicate updates to relevant stakeholders.
- Compliance reporting and monitoring: prepare and submit accurate and timely regulatory reports as required by SEBI and IFSCA.
- Ensure the completeness and accuracy of data submitted in these reports.
- Establish and maintain a system for ongoing monitoring of compliance activities related to AIF operations.
- Conduct regular audits and assessments to identify areas of non-compliance or potential risks. implement remedial measures as needed.
- Managing Internal Audits
- AML/CFT compliance and monitoring
- Coordination with Trustee/ Custodian/ Fund Administrator/ Internal Operations team
- Review/drafting of legal agreements
Behavioral:
- Positive understanding of regulatory and legal affairs of IFSCA Compliances.
- Excellent English verbal and drafting communication skills.
- Attention to detail and collaborative approach
Key Stakeholders:
- Senior Management
- Department Heads
- SEBI, IFSCA, etc.
- Other department etc.