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Job Summary

Role Purpose

• Markets Trade & Regulatory Control function responsible to enable Proactive Risk Management via execution of trade and regulatory controls across Markets Business, that adhere to Regulatory guidelines and uphold high standards of operational integrity. We are trusted partners to Markets Business delivering superior risk management practices, Control execution and generate data driven actionable insights to drive informed decision making. Verify the accuracy and integrity of OTC manual booking trades by cross-referencing with an independent external execution source. Ensure that the risks associated with rogue trading and erroneous booking are mitigated by compliance with the established booking model. Implement controls for the monitoring of exceptions and the reconciliation of discrepancies across the FOBO, FOFO, and interface systems to ensure data integrity and completeness. The comprehensive reconciliation of internal intercompany trade transactions to ensures accuracy and transparency. Perform Frontline supervision controls by portfolio and position monitoring are properly managed to maintaining operation efficiency to mitigate risk. Overseas electronic trading platform controls, non-standard booking activities and regulatory compliance. New business enablement and solutions, partner to deliver strategic initiatives and ensure Operational readiness. Manage query remediation, other day-to-day processing, ensuring timely escalation to minimise risk exposure.



Collaborate with Front Office including Trading and Sales Desks and Business COO to support Business Enablement initiatives and Control framework. Build strong relationship with internal teams across Ops, Finance, Risk and Technology to facilitate efficient Collaboration and speedy resolution of issues. Work with Business COO to identify booking model improvements and drive efficiency. Achieve Regulatory and Conduct Compliance and future proof the Middle Office model through a strong understanding of current rules and anticipation of upcoming regulations. Adherence to Ops Risk Framework standards of implementation and process management Oversight of Daily Productivity, KPI, KCI and Capacity metrics.
• Provide robust leadership to the Trade Control team by setting clear objectives, prioritising workloads, and ensuring alignment with global business strategy and risk appetite. Act as a role model for a strong risk and control culture, promoting ethical behaviour, accountability, and proactive issue escalation. Coach, mentor, and develop team members, driving continuous improvement in product knowledge, control awareness, and technical skills. Lead change initiatives and process re-engineering efforts to enhance efficiency, automation, and control robustness across the trade lifecycle. Influence and challenge stakeholders constructively,



ensuring that business growth is balanced with robust control and regulatory expectations.

Key Responsibilities

• Markets Business & Client Solutions was established in 2024 aligned to CIB Markets COO Organisation, following Organisation restructure across global Financial Market Operations.
• Business & Client Solutions team provides our Clients, Front Line business, and local management boards a suite of integrated trade and client lifecycle solutions that are protected by our proactive risk management capabilities, made highly accessible and available across our global network footprint.

Our Identity & Purpose:
• Enable Revenue Growth: We enable revenue growth through enhancing Front Line productivity and allowing our Sales and Traders colleagues to focus on revenue generating activities. Our capabilities offer a competitive advantage for new-to-bank and existing clients.
• Protect the Business: We protect our business, our clients and stakeholders through superior's risk management practices and processes. We are accountable for the risk impact and outcomes and collectively manage the risk profiles across products and geographies.
• Improve Client

Experience:
We are responsible for the client experience for new to bank and existing clients. We are trusted advisors and operational stewards for our sales force and our clients, and we lead the operationalization of client needs.
• Optimise & Scale: We drive improvement in our processes and influence process changes to support business and client outcomes. We challenge existing process and strive for continuous improvements to meet client and business expectations.

Skills and Experience

Must-have

📌 Asst Manager, Trade (Bengaluru)
🏢 Standard Chartered Bank
📍 Bengaluru