Job Title : Financial Regulatory reporting

Experience : 2 to 5 Years

Location : Mumbai (Powai)

Roles & Responsibilities
Support Asia compliance policies, compliance communications, and regulatory alerts, including tracking, periodic reviews, and rollouts.
Coordinate with regional stakeholders to ensure timely policy updates and implementation.
Monitor regulatory websites and sanctions databases, including FINRA, SEC, and other relevant regulatory authorities.
Maintain records of regulatory inspections, examinations, reported breaches, and remedial actions.
Track audit action items and follow up with stakeholders for timely closure.
Coordinate infrastructure and recent technology initiatives, including project assessments, due diligence, and compliance approvals.
Support regulatory risk monitoring and strengthen compliance controls across global teams.

Requisites




Graduate in any relevant discipline.
Basic understanding of Investment Banking, financial services, and regulatory compliance.
Knowledge of compliance policies, regulatory requirements, and risk management frameworks.
Robust MS Excel, Word, and PowerPoint skills.
Excellent written communication, analytical, and summarization skills.
Robust project coordination, time management, and stakeholder management skills.
High attention to detail, ethical standards, and the ability to identify and escalate compliance issues.
Knowledge of EMEA regulatory requirements and financial services compliance is preferred.
Familiarity with Power BI/Tableau, Excel macros, Python, and AI/ML tools is an advantage.

📌 Financial Regulatory Reporting Mumbai
🏢 MASTER MIND CONSULTANCY
📍 Mumbai