Roles and Responsibilities:

(a) Responsible for reviewing, implementing and monitoring circulars / notifications issued by SEBI / AMFI / PMLA

(b) Responsible for preparation Reports with SEBI / AMFI / Board of Directors of Asset Management Company / Trustee Company from time to time as per SEBI Mutual Fund Regulations.

(c) Responsible for due diligence / verification of Compliance Policies and Compliance Manual

(d) Responsible for Pre and Post Committee Meeting Functions – preparation of agenda papers, reports, minutes etc.

(e) Responsible for Preparation & Updation of Scheme Information Document / Key Information Memorandum / Statement of Additional Information

(f) Responsible for verification of compliances of various acts applicable to the AMC, Trustee and Mutual Fund

(g) Co-ordination with the Internal and Statutory Auditors

(h) Co-ordination within the Internal Departments

(i) Maintenance of Statutory Records and MIS

· Experience – 3 to 5 Years in Mutual Funds

· Qualifications – B.Com, ACS

· Industry - Mutual Fund

· Offered CTC bracket – 8 to 10 LPA

📌 Assistant Manager / Dm Amc Compliance Mumbai
🏢 Fair Value Consultancy
📍 Mumbai