Job Description
The role is responsible for helping the organisation understand, implement and monitor compliance with RBI and other applicable requirements relating to financial regulations, prudential norms, lending practices, capital adequacy, asset classification, income recognition, fair practices and related regulatory obligations. Key Roles & Responsibilities
• Interpret, analyse and provide guidance on RBI regulations, master directions, circulars, notifications, supervisory communications and other applicable regulatory requirements relating to finance and prudential regulation applicable to the Company.
• Act as the Compliance Functions finance subject matter expert and support implementation of regulatory requirements across finance, treasury, credit, operations, risk management and business functions.
• Monitor compliance with regulatory requirements relating to Prudential Norms, Capital Adequacy (CRAR), Income Recognition, Asset Classification & Provisioning (IRACP), Fair Valuation, Securitisation and Direct Assignment, Asset Liability Management (ALM), Liquidity Risk, Related Party Transactions etc.
• Conduct compliance risk assessments, compliance testing, thematic reviews and ongoing monitoring of finance related regulatory obligations.
• Review and provide compliance oversight on journal entries and financial reporting processes to ensure proper classification and adherence to applicable RBI norms, while coordinating with the Finance and Accounts teams.
• Demonstrate strong understanding of systems,



processes and tools used in finance controls and reconciliation and leverage these tools effectively to support compliance monitoring and oversight.
• Monitor and ensure compliance with applicable taxation laws (GST, TDS) and other financial regulations relevant to NBFCs.
• Utilise financial systems, ERP tools (SAP/Oracle) and advanced Excel to support compliance monitoring, internal control testing and identification of gaps.
• Track and ensure timely and accurate compliance with regulatory reporting requirements of RBI, SEBI and MCA.
• Review financial statements, disclosures and related internal controls from a compliance standpoint to ensure adherence to Ind AS, Companies Act and applicable accounting standards for NBFCs.
• Provide compliance oversight on periodic financial reports, regulatory disclosures submitted to regulators.
• Maintain the Finance related Compliance Register, track compliance status, identify gaps and ensure timely closure of corrective actions.
• Assess the impact of new RBI circulars, accounting standards and supervisory communications and coordinate implementation across functions.
• Support RBI inspections, supervisory reviews, regulatory examinations, statutory audits,



internal audits and other reviews relating to finance and prudential compliance.
• Monitor closure of inspection observations, audit findings, supervisory concerns and Risk Mitigation Plans (RMPs).
• Review and vet finance-related policies, procedures, frameworks, products, processes and internal circulars to ensure alignment with regulatory requirements and internal governance standards.
• Conduct training and awareness programmes on regulatory developments, prudential regulations, financial compliance requirements and emerging regulatory risks.
• Liaise with Finance, Treasury, Credit, Risk, Operations, Internal Audit, Statutory Auditors, and other teams to ensure effective implementation of regulatory requirements.
• Perform any other responsibilities relating to financial regulatory compliance as assigned by the Chief Compliance Officer from time to time. Educational Qualification
• Chartered Accountant (CA) or Cost & Management Accountant (CMA) Experience
• Minimum 4 years of relevant experience in financial compliance, credit compliance, regulatory reporting, finance or internal audit within NBFCs, Banks, HFCs, FinTechs, or consulting firms.
• A solid understanding of systems, processes and tools used in finance controls and reconciliation, with an ability to leverage these tools for optimal performance.
• Exposure to RBI Master Directions, prudential norms, Fair Practices Code, capital adequacy, asset classification and regulatory compliance requirements is preferred.

📌 Compliance Manager Finance (Chennai)
🏢 Hinduja Leyland Finance
📍 Chennai