WE'RE HIRING | Compliance Executive

Location:
Surat, Gujarat | Department: Legal & Compliance Joining: Immediate Joiners Preferred

Key Responsibilities
- Monitor SEBI circulars, regulatory updates and compliance requirements.
- Manage periodic and event-based regulatory filings with SEBI, BSE
- Support Research Analyst and AIF compliance activities.
- Handle investor grievances through SEBI SCORES and SmartODR.
- Review research reports, advertisements, agreements and legal documentation.
- Assist with regulatory audits, inspections and corporate governance activities. Who Can Apply?
- CS (Qualified / Executive / Professional) or LLB preferred.
- Experience in SEBI, AIF, PMS, Research Analyst or Wealth Management compliance will be an advantage.
- Strong legal drafting, documentation and communication skills. ? Interested candidates can share their updated resume at: [email protected] ? WhatsApp: (phone hidden) Know someone who could be a great fit? Tag them or share this prospect #Hiring #ComplianceExecutive #ComplianceJobs #SEBI #AIF #LegalAndCompliance #FinanceJobs #Niveshaay #SuratJobs

📌 Compliance Executive (Surat)
🏢 Niveshaay
📍 Surat