Qualification: Bachelor's degree required. CFA / FRM / CAIA preferred.
We are looking for experienced professionals with solid expertise in Investment Compliance, Portfolio Monitoring and CLO/CDO operations to join our Specialty Finance Investment Team.
Key Responsibilities:
- Perform investment compliance and post-trade compliance monitoring.
- Monitor investment guidelines and concentration limitations.
- Review CLO/CDO structures, indentures and CLO life cycle activities.
- Conduct OC/IC testing and waterfall reviews.
- Handle securitization-related activities and trustee reporting.
- Review DDQs and investment policy requirements.
- Develop logic-based rules for automated investment compliance monitoring.
- Identify compliance breaches, data discrepancies and reconciliation issues.
- Prepare daily, monthly and quarterly compliance reports.
- Coordinate with Portfolio Managers and global operational teams.