06 Nov
|
Wells Fargo
|
Bengaluru
06 Nov
Wells Fargo
Bengaluru
About this role:
Wells Fargo is seeking a Securities Operations Manager
In this role, you will:
- Manage team of alternative investment operations managers and analysts
- Provide accountability for the development of operational strategy and may serve on line of business project teams
- Develop the operational infrastructure on financial accounting, tax reporting and client services
- Perform specific duties including accurate financial reporting of funds, sourcing of proprietary fund vendors, and ensuring operational due diligence of external investment managers
- Identify opportunities for process improvement and risk control development
- Ensure effective operational due diligence of external investment managers
- Manage administration of third party distribution of alternative investments through wealth and brokerage divisions
- Make decisions and resolve issues regarding company wide tasks that steer the company's operational direction
- Develop policies and procedures for functions with low to moderate complexity within scope of responsibility
- Collaborate and influence all levels of professionals including managers
- Lead team to achieve objectives
- Manage allocation of people and financial resources for securities operations
- Mentor and guide talent development of direct reports and assist in hiring talent
Required Qualifications:
- 5+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
- 2+ years of leadership experience
Desired Qualifications:
- Hands-on experience with automation, workflow, and data-processing tools, such as Alteryx, Microsoft Copilot, Xceptor or similar platforms.
- Experience in high-level QC, validation, and analysis of large datasets, with strong attention to accuracy and data integrity.
- Familiarity with automation interfaces, exception management, output validation, and associated controls.
- Strong understanding of process automation and digital transformation, with the ability to identify and drive automation opportunities.
- Ability to translate business requirements into automation or process-improvement solutions in partnership with technology teams.
- Strong analytical, problem-solving, and root-cause analysis skills, particularly for complex operational or data-related issues.
- Experience in establishing and maintaining operational controls, governance, risk mitigation, and quality standards.
- Ability to interpret data, trends, exceptions, and operational metrics to support informed decision-making.
- Demonstrated experience in process improvement, simplification, standardization, and efficiency enhancement.
- Solid written and verbal communication skills, with the ability to communicate effectively with senior leaders and cross-functional stakeholders.
- Proven ability to manage multiple priorities, deliver within timelines, and demonstrate consistent ownership and accountability.
- Strong stakeholder management and influencing skills, including partnership with Operations, Technology, Risk, and Control functions.
- Ability to lead change initiatives, drive adoption of new tools/processes, and support teams through transformation.
- Strong focus on detail, accuracy, control discipline, and proactive risk identification.
- Demonstrated ability to lead, coach, and develop teams, including building functional and digital capabilities
📌 Securities Operations Manager (Bengaluru)
🏢 Wells Fargo
📍 Bengaluru