* Monitor day-to-day compliance activities and escalate issues to seniors when required
* Review and implement company policies, procedures, and internal controls.
* Assist in preparing and submitting compliance reports, regulatory filings, and disclosures.
* Conduct periodic audits, inspections, and compliance checks across departments.
* Identify potential risks and provide recommendations for corrective actions.
* Maintain up-to-date knowledge of relevant laws, regulations, and guidelines.
* Assist in filing regulatory returns and documentation within prescribed timelines
* Support preparation, maintenance, and updating of compliance records, registers, and reports
* Handle regulatory queries, inspections, and correspondence with authorities.
* Ensure employee awareness and training on compliance requirements and ethical standards.
* Support in drafting compliance manuals, policies, and standard operating procedures (SOPs).
* Investigate non-compliance issues and assist in corrective and preventive actions.

📌 Compliance Executive (Agra)
🏢 RMoney
📍 Agra